Internal Controls Manager

Areas Of Expertise: SOX Readiness and Compliance

Jonathan joined Holtzman Partners in 2017, focus on internal audit and SOX compliance for publicly traded companies across various industries. He specializes in risk assessments, the design and implementation of controls, and in refining testing approaches. For more info, click HERE.

Connect On Linkedin Connect On LinkedIn
Pre-IPO

Up to Speed on Sarbanes-Oxley (SOX)? What Pre-IPO Companies Need to Know

By Jonathan Bayeff / June 2, 2021 / 0 Comments

Co-authored by Luke Childress If your company is thinking about going public, then you have probably heard someone mention how publicly traded companies are required to follow the Sarbanes-Oxley Act of 2002 (SOX). You may be a little unsure of exactly what that requires, but it is important to be ready to comply long before… Read More »

Read More
IPE

Three Types of IPE & IPE Risks: A Controller’s Guide to SOX Compliance

By Jonathan Bayeff / February 12, 2021 / 0 Comments

“Information produced by the entity” (IPE) is any information that is produced internally by the company being audited and provided as audit evidence, whether for use in the execution of internal controls or for substantive audit procedures performed by an external auditor. In this article, we will discuss the three types of IPE you are… Read More »

Read More
Audit

How to Document Information Produced by the Entity (IPE): A Controller’s Guide to SOX Compliance

By Jonathan Bayeff / February 11, 2021 / 0 Comments

How much does IPE affect the work you do? Do you ever wish you had greater confidence in the level of documentation you have over key controls? Could you use help improving your documentation procedures? In Part 2 of our IPE guide, we have laid out a helpful roadmap to the successful identification, evaluation, and… Read More »

Read More
SOX-Readiness

IPE Tips, Tricks & Traps: A Controller’s Guide to SOX Compliance

By Jonathan Bayeff / February 10, 2021 / 1 Comment

We discussed the three types of IPE and their risks in Part 1, and how to document IPE in Part 2, which we hope provides a clear understanding of what IPE is and how to document it. In this article, we will give you a few tips and tricks to help you ensure that your… Read More »

Read More
Internal Controls

How Venture Capitalist & Private Equity Investors Should Investigate The Companies They Want to Buy

By Jonathan Bayeff / February 9, 2021 / 3 Comments

With investment opportunities on the rise, what are some basic expectations you should have from your investee as regulations continue to tighten? Whether you are a venture capitalist or a private equity firm, you need to know that you are making a sound investment. In this article, we will give you a detailed breakdown of… Read More »

Read More